Portfolio Change Request Client Name/Names* Advisor Name:* Casey Short Tony Rizzo Jay Beerley David McEntire Dan Thomas Summary of Portfolio Change*Paperwork Required for Change No Paperwork Required Gradient’s Portfolio Change Request Form Alt Funds Forms (CAIS and/or OneSource) Investment Instructions*Is there an internal transfer for the Portfolio Change? Yes, Internal Transfer No If funds are transferring in from their bank, or another institution, do not use this form. Use either Contributions and Deposits, or the Existing Client – New Account form. Summary of TransferIf the Investment Objective for the account has changed per the client, please select new objective. Conservative Conservative Growth Balanced Moderate Growth Growth No Change If the Time Horizon has changed per the client, please select the new Time Horizon? 1 to 5 Years 5 to 10 10 + No Change Create Draft Email for Client Yes No Add specific points for email body here:
