Risk Questionnaire This risk questionnaire assesses your financial picture and provides a roadmap to your overall risk preferences. The output will be your risk tolerance score. This short analysis is the first step on the road to retirement. Name* First Last Email* My primary financial goal is:*Preserving my assetsLeaving a legacyMaximizing my incomeGrowing my assetsWhen it comes to investments and financial decisions, I consider myself:*Not very knowledgeableSomewhat knowledgeableKnowledgeableAn expertOn the road to retirement, I am:*Retired, I made itLess than 5 years away5 to 10 years awayMore than 10 years awayMy attitude toward investing is:*A small loss would concern meI understand investing has some risks but I am conservativeI am growth oriented and I understand the market goes up and downI am aggressive and I want to grow my assets. If my investment loses value I may invest moreIncluding all sources, my current household income is:*Under $50,000$50,000 - $99,999$100,000 - $249,999$250,000 - $499,999$500,000 or moreDuring retirement, I will rely on investment income:*HeavilyModeratelySomewhatNot at allIf my investment lost 20 percent of its value, I would:*Immediately sell the investmentChange to a more conservative investment optionStay the courseAdd to the investment while its value is downSocial Security, a pension and some other forms of retirement cash flow are fairly stable income sources. I consider my retirement income sources to be:*I don’t have retirement income sourcesUnstableSomewhat stableVery stableHistorically, inflation averages 2-3 percent per year. Relative to inflation, I would like my investments to:*Keep pace with inflation with minimal riskModerately outpace inflation with some long-term riskSignificantly outpace inflation with moderate long-term riskMaximize performance with substantial long-term riskIf I invested $250,000 for 5 years, I would be most comfortable with the following best and worst case:*Worst: $270,000 | Best: $300,000Worst: $250,000 | Best: $330,000Worst: $230,000 | Best: $375,000Worst: $200,000 | Best: $450,000Not including my primary residence, my net worth is:*Under 250,000$250,000 - $499,999$500,000 - $999,999$1,000,000 - $1,999,999Over $2,000,000Risk Tolerance Score*Conservative Investor: 1-20You should generally be allocated from 0% to 20% in growth assets (red/yellow money). The majority should be allocated to assets with less risk (green money). You are risk averse and the main focus is on principal preservation.Conservative Growth Investor: 21-40You should generally be allocated from 21% to 40% in growth assets (red/yellow money). The remainder should be allocated to assets with less risk (green money). Conservative Growth Investors are somewhat conservative and do not want to be allocated more than 40% to the stock market.Balanced Investor: 41-60You should generally be allocated 41% to 60% in growth assets (red/yellow money). The remainder should be allocated to assets with less risk (green money). Moderate growth and a balanced allocation is important to your long term success. You understand that you must take some risk in order to potentially get a better than inflation like return.Moderate Growth Investor: 61-80You should generally be allocated 61% to 80% in growth assets (red/yellow money). The remainder should be allocated to assets with less risk (green money). You are more growth oriented, but are not comfortable with 100% of your assets subjected to market volatility. Maintaining a small portion of assets with less risk is an important part of the allocation.Growth Investor: 81-100You should generally be allocated 81% to 100% in growth assets (red/yellow money). You are a growth investor and growing your principal is the primary objective. Growth Investors understand that the market goes up and down but you are in it for the long term growth potential that stocks may provide.InitialsConsent* Client/Owner/Authorized Person: I acknowledge that the above information is true and correct and that I will work with my independent investment advisor to align my Risk Tolerance with my overall asset allocation.